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Jim Ferrick is a seasoned litigator who represents clients in high stakes litigation throughout the country. He works to understand your business and how your goals drive strategy. Mr. Ferrick is experienced in handling all phases of litigation, from the temporary restraining order/injunction phase through trial and appeal. He has tried numerous cases to verdict, including in both bench and jury trials. He has argued before the Missouri and Illinois Appellate Courts and the Seventh Circuit Court of Appeals.

Mr. Ferrick has brought and/or defended claims of virtually every type in the commercial and employment law contexts, including having handled claims for breach of contract, breach of fiduciary duty, fraud, unfair competition (including in relation to trade secrets and restrictive covenants), commercial torts, violation of wage payment obligations, discrimination and retaliation, defamation, and many others. He also has substantial experience in products liability litigation.

Mr. Ferrick is at the forefront of counseling and litigation involving restrictive covenants and trade secrets in both the employment and sale-of-business contexts. He has represented clients across multiple industries and in various forums, including state and federal courts throughout the country as well as in arbitrations before FINRA and the AAA. He has particular expertise in disputes and counseling related to financial advisor transitions. In his day-to-day role counseling clients on risk management and other issues, Mr. Ferrick frequently drafts non-solicitation, non-compete and non-disclosure agreements.

Mr. Ferrick’s securities litigation experience involves defending brokerage firms in class actions and arbitrations alleging state and federal securities law violations, unsuitability and fraud in courts and tribunals throughout the country. In addition, he has represented broker-dealers, registered representatives, and investment advisors in matters involving non-solicitation agreements, trade secrets, and breach of loyalty or fiduciary duty throughout the country. Jim regularly appears on clients’ behalf in the FINRA arbitration forum as well as state and federal court. Mr. Ferrick also provides pre-employment counseling to effectively avoid litigation.

Mr. Ferrick has litigated trust and estate disputes on behalf of both beneficiaries and fiduciaries. He has handed a variety of different cases including disputes over trust distributions, will contests, fiduciary duty claims, and cases involving a promise to make a gift and the Deadman’s Act.

Mr. Ferrick has handled class actions throughout the country involving wireless telephone service, the securities industry, consumer products, insurance coverage and tax issues. He has handled all stages of class action defense, including class certification, dispositive motions, expert discovery, and settlement administration.